Change in substantial holding from PPT
Released
Released
Announcement PDF
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
AUSTRALIAN FINANCE GROUP LIMITED (AFG)
ACN/ARSN
ACN 066 385 822
1. Details of substantial holder (1)
Perpetual Limited and its related bodies corporate
Name
ACN/ARSN (if applicable)
ACN 000 431 827
There was a change in the interests of the
substantial holder on
01/08/2025
The previous notice was given to the company on
12/02/2025
The previous notice was dated
10/02/2025
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial
holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding
notice to the company or scheme, are as follows:
Class of securities (4)
Ordinary
Previous notice
Present notice
Person’s votes
Voting power (5)
Person’s votes
Voting power (5)
13,753,963
5.079%
16,520,481
6.101%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting
securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the
company or scheme are as follows:
Date of
change
Person whose relevant
interest changed
Nature of
change (6)
Consideration given in
relation to change (7)
Class and number
of securities
affected
Person's votes
affected
Refer to annexure A
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of
relevant
interest
Registered holder of
securities
Refer to annexure B
Person entitled to
be registered as
holder (8)
Nature of relevant
interest (6)
Class and number
of securities
Person's votes
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association
(9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
Name
Address
Perpetual Limited (PPT)
Level 14, 123 Pitt Street Sydney, NSW 2000
Perpetual Trustee Company Limited (PTCO)
Level 14, 123 Pitt Street Sydney, NSW 2000
Pendal Group Limited (PDL)
Level 14, 123 Pitt Street Sydney, NSW 2000
Pendal Fund Services Limited (PFSL)
Level 14, 123 Pitt Street Sydney, NSW 2000
Pendal Institutional Limited (PIL)
Level 14, 123 Pitt Street Sydney, NSW 2000
Australian Finance Group Limited (AFG)
100 Havelock Street, West Perth, WA 6005, Australia
Signature
print name
sign here
Sylvie Dimarco
capacity
Company Secretary
date
05/08/2025
DIRECTIONS
(1)
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the
manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of
persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group,
with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2)
See the definition of "associate" in section 9 of the Corporations Act 2001.
(3)
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.
(5)
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6)
Include details of:
(a)
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4)
applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and
accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this
contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or
disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification
applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7)
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired
has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the
happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation
to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8)
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write
"unknown".
(9)
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
ANNEXURE A
This is annexure ‘A’ referred to in Form 604, Notice of change of interests of substantial holder, lodged for Perpetual Limited
ACN 000 431 827
Sylvie Dimarco – Company Secretary, Perpetual Limited 05/08/2025
Transaction
Type
Consideration
(Cash)
Class
(Ordinary)
and number
Person's
vote
affected
2025-02-11
Purchase
90,018.55
50,256
50,256
HSBC Custody Nominees (Australia) Limited
2025-02-12
Purchase
271,190.16
152,637
152,637
HSBC Custody Nominees (Australia) Limited
2025-02-13
Purchase
38,894.91
21,729
21,729
PFSL
HSBC Custody Nominees (Australia) Limited
2025-02-28
Purchase
56,473.28
35,199
35,199
PFSL
HSBC Custody Nominees (Australia) Limited
2025-02-28
Purchase
158,927.89
99,804
99,804
PFSL
HSBC Custody Nominees (Australia) Limited
2025-02-28
Purchase
431,970.36
266,336
266,336
PFSL
HSBC Custody Nominees (Australia) Limited
2025-02-28
Purchase
163,300.65
101,783
101,783
PFSL
HSBC Custody Nominees (Australia) Limited
2025-02-28
Purchase
459,569.82
288,602
288,602
PFSL
HSBC Custody Nominees (Australia) Limited
2025-04-09
Sale
-4,876.42
-3,106
-3,106
PFSL
HSBC Custody Nominees (Australia) Limited
2025-04-09
Sale
-152,713.34
-97,115
-97,115
PFSL
HSBC Custody Nominees (Australia) Limited
2025-04-16
Purchase
246,413.89
145,902
145,902
PFSL
HSBC Custody Nominees (Australia) Limited
2025-04-17
Purchase
149,757.79
87,109
87,109
PFSL
HSBC Custody Nominees (Australia) Limited
2025-04-22
Purchase
197,965.66
112,891
112,891
PFSL
HSBC Custody Nominees (Australia) Limited
2025-05-30
Sale
-1,802,900.00
-819,500
-819,500
PFSL
HSBC Custody Nominees (Australia) Limited
2025-06-19
Purchase
333,379.41
151,076
151,076
PFSL
HSBC Custody Nominees (Australia) Limited
2025-06-20
Purchase
568,201.55
257,793
257,793
PFSL
HSBC Custody Nominees (Australia) Limited
2025-06-23
Purchase
153,127.60
70,817
70,817
PFSL
HSBC Custody Nominees (Australia) Limited
2025-06-27
Purchase
196,758.00
88,538
88,538
PFSL
HSBC Custody Nominees (Australia) Limited
2025-06-30
Purchase
53,598.58
23,593
23,593
PFSL
HSBC Custody Nominees (Australia) Limited
2025-07-01
Sale
-32,187.64
-14,272
-14,272
PFSL
HSBC Custody Nominees (Australia) Limited
2025-07-31
Purchase
402,297.02
183,162
183,162
Entity
Custodian
Date
PFSL
HSBC Custody Nominees (Australia) Limited
PFSL
PFSL
PFSL
HSBC Custody Nominees (Australia) Limited
2025-08-01
Purchase
125,723.77
56,868
56,868
PIL
Citicorp Nominees Pty Ltd
2025-05-30
Purchase
1,166,193.60
530,088
530,088
PIL
Citicorp Nominees Pty Ltd
2025-05-30
Purchase
1,326,798.00
603,090
603,090
PIL
Citicorp Nominees Pty Ltd
2025-06-19
Purchase
28,197.21
12,778
12,778
PIL
Citicorp Nominees Pty Ltd
2025-06-19
Purchase
19,986.08
9,057
9,057
PIL
Citicorp Nominees Pty Ltd
2025-06-20
Purchase
48,058.20
21,804
21,804
PIL
Citicorp Nominees Pty Ltd
2025-06-20
Purchase
34,064.37
15,455
15,455
PIL
Citicorp Nominees Pty Ltd
2025-06-23
Purchase
12,952.18
5,990
5,990
PIL
Citicorp Nominees Pty Ltd
2025-06-23
Purchase
9,178.96
4,245
4,245
PIL
Citicorp Nominees Pty Ltd
2025-06-27
Purchase
18,960.66
8,532
8,532
PIL
Citicorp Nominees Pty Ltd
2025-06-27
Purchase
19,096.22
8,593
8,593
PIL
Citicorp Nominees Pty Ltd
2025-06-30
Purchase
45,590.48
20,068
20,068
PIL
Citicorp Nominees Pty Ltd
2025-06-30
Purchase
45,913.08
20,210
20,210
PIL
Citicorp Nominees Pty Ltd
2025-07-01
Purchase
11,075.78
4,911
4,911
PIL
Citicorp Nominees Pty Ltd
2025-07-01
Purchase
13,060.44
5,791
5,791
PIL
Citicorp Nominees Pty Ltd
2025-07-31
Purchase
39,603.29
18,031
18,031
PIL
Citicorp Nominees Pty Ltd
2025-07-31
Purchase
48,632.69
22,142
22,142
PIL
Citicorp Nominees Pty Ltd
2025-08-01
Purchase
12,376.06
5,598
5,598
PIL
Citicorp Nominees Pty Ltd
2025-08-01
Purchase
15,197.04
6,874
6,874
PIL
HSBC Custody Nominees (Australia) Limited
2025-02-11
Purchase
29,653.32
16,555
16,555
PIL
HSBC Custody Nominees (Australia) Limited
2025-02-12
Purchase
89,332.48
50,280
50,280
PIL
HSBC Custody Nominees (Australia) Limited
2025-02-13
Purchase
12,811.03
7,157
7,157
PIL
HSBC Custody Nominees (Australia) Limited
2025-02-28
Purchase
45,152.63
28,143
28,143
PIL
HSBC Custody Nominees (Australia) Limited
2025-02-28
Purchase
127,068.74
79,797
79,797
PIL
HSBC Custody Nominees (Australia) Limited
2025-04-09
Sale
-2,008.03
-1,279
-1,279
PIL
HSBC Custody Nominees (Australia) Limited
2025-04-09
Sale
-62,868.55
-39,980
-39,980
PIL
HSBC Custody Nominees (Australia) Limited
2025-05-30
Sale
-468,358.00
-212,890
-212,890
PIL
HSBC Custody Nominees (Australia) Limited
2025-06-19
Purchase
57,623.56
26,113
26,113
PIL
HSBC Custody Nominees (Australia) Limited
2025-06-20
Purchase
98,210.29
44,558
44,558
PIL
HSBC Custody Nominees (Australia) Limited
2025-06-23
Purchase
26,466.55
12,240
12,240
PIL
HSBC Custody Nominees (Australia) Limited
2025-06-27
Purchase
46,857.20
21,085
21,085
PIL
HSBC Custody Nominees (Australia) Limited
2025-06-30
Purchase
46,119.81
20,301
20,301
PIL
HSBC Custody Nominees (Australia) Limited
2025-07-01
Sale
-48,964.82
-21,711
-21,711
PIL
HSBC Custody Nominees (Australia) Limited
2025-07-31
Purchase
100,127.29
45,587
45,587
PIL
HSBC Custody Nominees (Australia) Limited
2025-08-01
Purchase
31,291.66
14,154
14,154
PIL
National Nominees Limited
2025-02-11
Purchase
12,246.43
6,837
6,837
PIL
National Nominees Limited
2025-02-12
Purchase
36,894.95
20,766
20,766
PIL
National Nominees Limited
2025-02-13
Purchase
5,293.03
2,957
2,957
PIL
National Nominees Limited
2025-02-28
Purchase
24,064.40
14,999
14,999
PIL
National Nominees Limited
2025-02-28
Purchase
67,719.99
42,527
42,527
PIL
National Nominees Limited
2025-04-09
Sale
-265.33
-169
-169
PIL
National Nominees Limited
2025-04-09
Sale
-8,316.95
-5,289
-5,289
PIL
National Nominees Limited
2025-04-23
Sale
-28,699.56
-16,396
-16,396
PIL
National Nominees Limited
2025-05-30
Sale
-221,733.60
-100,788
-100,788
PIL
National Nominees Limited
2025-06-19
Purchase
37,037.25
16,784
16,784
PIL
National Nominees Limited
2025-06-20
Purchase
63,123.22
28,639
28,639
PIL
National Nominees Limited
2025-06-23
Purchase
17,010.81
7,867
7,867
PIL
National Nominees Limited
2025-06-27
Purchase
25,018.65
11,258
11,258
PIL
National Nominees Limited
2025-06-30
Purchase
17,992.66
7,920
7,920
PIL
National Nominees Limited
2025-07-01
Purchase
57,016.24
25,281
25,281
PIL
National Nominees Limited
2025-07-31
Purchase
50,308.54
22,905
22,905
PIL
National Nominees Limited
2025-08-01
Purchase
15,723.21
7,112
7,112
PTCO
Perpetual Trustee Company Limited
2025-07-18
Sale
-339.71
-161
-161
ANNEXURE B
This is annexure ‘B’ referred to in Form 604, Notice of change of interests of substantial holder, lodged for Perpetual Limited
ACN 000 431 827
Sylvie Dimarco – Company Secretary, Perpetual Limited 05/08/2025
Holder of relevant
interest
Number of
securities
Number of
votes
6,356,540
6,356,540
6,369,130
6,369,130
Citibank, N.A.
627,800
627,800
Citibank, N.A.
695,457
695,457
PIL
HSBC Custody Nominees (Australia)
Limited
HSBC Custody Nominees (Australia)
Limited
1,564,989
1,564,989
PIL
National Nominees Limited
National Nominees Limited
831,932
831,932
PTCO
Perpetual Trustee Company Limited
Perpetual Trustee Company Limited
74,633
74,633
Registered holder securities
Persons entitled to be registered holder
HSBC Custody Nominees (Australia)
Limited
HSBC Custody Nominees (Australia)
Limited
HSBC Custody Nominees (Australia)
Limited
HSBC Custody Nominees (Australia)
Limited
PIL
Citibank, N.A.
PIL
Citibank, N.A.
PFSL
PFSL
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